-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AsT0ymNexFly0id1Fce3hARvXookkdXlumyfWDDyhKtV+X2vGAxrfw6oK+Bmqy8y Fuysh0aadL6hE6D7t5+9Wg== 0000891554-01-500758.txt : 20010223 0000891554-01-500758.hdr.sgml : 20010223 ACCESSION NUMBER: 0000891554-01-500758 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: BLUE RIDGE LIMITED PARTNERSHIP GROUP MEMBERS: BLUE RIDGE PRIVATE EQUITY FUND GROUP MEMBERS: JAG HOLDINGS LLC GROUP MEMBERS: JOHN A. GRIFFIN GROUP MEMBERS: PAIN THERAPEUTICS, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PAIN THERAPEUTICS INC CENTRAL INDEX KEY: 0001069530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 911911336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59335 FILM NUMBER: 1540006 BUSINESS ADDRESS: STREET 1: 250 EAST GRAND AVENUE STREET 2: SUITE 70 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6506248200 MAIL ADDRESS: STREET 1: 250 EAST GRAND AVENUE STREET 2: SUITE 70 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAG HOLDINGS LLC CENTRAL INDEX KEY: 0001056258 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2124466200 MAIL ADDRESS: STREET 1: 600 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 SC 13G 1 d24731_sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2)(1) Pain Therapeutics, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 69562K100 (CUSIP Number) - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [X] Rule 13d-1(c) [_] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 69562K100 ________________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons (Entities Only) Blue Ridge Limited Partnership 13-3891223 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group* (A) [_] (B) [X] ________________________________________________________________________________ 3. Sec Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares None _________________________________________________________________ Beneficially 6. Shared Voting Power Owned by 1,090,270 _________________________________________________________________ Each 7. Sole Dispositive Power Reporting None _________________________________________________________________ Person 8. Shared Dispositive Power With 1,090,270 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,710,270 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 6.4% ________________________________________________________________________________ 12. Type of Reporting Person* PN ________________________________________________________________________________ *See Instructions Before Filling Out! 2 CUSIP No. 69562K100 ________________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons (Entities Only) Blue Ridge Private Equity Fund 13-4099614 ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group* (A) [_] (B) [X] ________________________________________________________________________________ 3. Sec Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares None _________________________________________________________________ Beneficially 6. Shared Voting Power Owned by 40,000 _________________________________________________________________ Each 7. Sole Dispositive Power Reporting None _________________________________________________________________ Person 8. Shared Dispositive Power With 40,000 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,710,270 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 6.4% ________________________________________________________________________________ 12. Type of Reporting Person* OO ________________________________________________________________________________ *See Instructions Before Filling Out! 3 CUSIP No. 69562K100 ________________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons (Entities Only) JAG Holdings, LLC ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group* (A) [_] (B) [X] ________________________________________________________________________________ 3. Sec Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares None _________________________________________________________________ Beneficially 6. Shared Voting Power Owned by 1,130,270 _________________________________________________________________ Each 7. Sole Dispositive Power Reporting None _________________________________________________________________ Person 8. Shared Dispositive Power With 1,130,270 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,710,270 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 6.4% ________________________________________________________________________________ 12. Type of Reporting Person* OO ________________________________________________________________________________ *See Instructions Before Filling Out! 4 CUSIP No. 69562K100 ________________________________________________________________________________ 1. Name of Reporting Persons S.S. or I.R.S. Identification No. of Above Persons (Entities Only) John A. Griffin ________________________________________________________________________________ 2. Check the Appropriate Box If a Member of a Group* (A) [_] (B) [X] ________________________________________________________________________________ 3. Sec Use Only ________________________________________________________________________________ 4. Citizenship or Place of Organization United States ________________________________________________________________________________ Number of 5. Sole Voting Power Shares None _________________________________________________________________ Beneficially 6. Shared Voting Power Owned by 1,710,270 _________________________________________________________________ Each 7. Sole Dispositive Power Reporting None _________________________________________________________________ Person 8. Shared Dispositive Power With 1,710,270 ________________________________________________________________________________ 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,710,270 ________________________________________________________________________________ 10. Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* [_] ________________________________________________________________________________ 11. Percent of Class Represented by Amount in Row (9) 6.4% ________________________________________________________________________________ 12. Type of Reporting Person* IN ________________________________________________________________________________ *See Instructions Before Filling Out! 5 Cusip No. 69562K100 ________________________________________________________________________________ Item 1(a). Name of Issuer: Pain Therapeutics, Inc. ________________________________________________________________________________ (b). Address of Issuer's Principal Executive Offices: 250 East Grand Avenue - Suite 70 South San Francisco, CA 94080 ________________________________________________________________________________ Item 2(a). Name of Person Filing: Blue Ridge Limited Partnership; Blue Ridge Private Equity Fund; JAG Holdings, LLC; John A. Griffin ________________________________________________________________________________ (b). Address of Principal Business Office, or if None, Residence: 660 Madison Avenue - 20th Floor New York, NY 10021 ________________________________________________________________________________ (c). Citizenship: See Item 4 of Cover Pages ________________________________________________________________________________ (d). Title of Class of Securities: Common Stock par value $.001 per share ________________________________________________________________________________ (e). CUSIP Number: 69562K100 ________________________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company, in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). 6 CUSIP No. 69562K100 Item 4. Ownership. (a) Amount beneficially owned: See Item 9 on Cover Pages (b) Percent of class: See Item 11 on Cover Pages (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote; See Item 5 on Cover Pages (ii) Shared power to vote or to direct the vote; See Item 6 on Cover Pages (iii) Sole power to dispose or to direct the disposition of; See Item 7 on Cover Pages (iv) Shared power to dispose or to direct the disposition of; See Item 8 on Cover Pages ________________________________________________________________________________ Item 5. Ownership of Five Percent or Less of a Class. Not Applicable ________________________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable ________________________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable ________________________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not Applicable ________________________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable ________________________________________________________________________________ Item 10. Certifications. "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect." 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2001 /s/ John A. Griffin --------------------------------------- John A. Griffin BLUE RIDGE LIMITED PARTNERSHIP By: JAG Holdings, LLC, General Partner By: /s/ John A. Griffin --------------------------------------- Name: John A. Griffin Title: Managing Member BLUE RIDGE PRIVATE EQUITY FUND By: JAG Holdings, LLC, General Partner By: /s/ John A. Griffin --------------------------------------- Name: John A. Griffin Title: Managing Member JAG HOLDINGS, LLC By: /s/ John A. Griffin --------------------------------------- Name: John A. Griffin Title: Managing Member -----END PRIVACY-ENHANCED MESSAGE-----